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Thinking in Java, 2nd edition, Revision 10

©2000 by Bruce Eckel

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6: Reusing Classes

One of the most compelling features about Java is code reuse. But to be revolutionary, you’ve got to be able to do a lot more than copy code and change it.

That’s the approach used in procedural languages like C, and it hasn’t worked very well. Like everything in Java, the solution revolves around the class. You reuse code by creating new classes, but instead of creating them from scratch, you use existing classes that someone has already built and debugged.

The trick is to use the classes without soiling the existing code. In this chapter you’ll see two ways to accomplish this. The first is quite straightforward: You simply create objects of your existing class inside the new class. This is called composition, because the new class is composed of objects of existing classes. You’re simply reusing the functionality of the code, not its form.

The second approach is more subtle. It creates a new class as a type of an existing class. You literally take the form of the existing class and add code to it without modifying the existing class. This magical act is called inheritance, and the compiler does most of the work. Inheritance is one of the cornerstones of object-oriented programming, and has additional implications that will be explored in Chapter 7.

It turns out that much of the syntax and behavior are similar for both composition and inheritance (which makes sense because they are both ways of making new types from existing types). In this chapter, you’ll learn about these code reuse mechanisms.

Composition syntax

Until now, composition has been used quite frequently. You simply place object references inside new classes. For example, suppose you’d like an object that holds several String objects, a couple of primitives, and an object of another class. For the nonprimitive objects, you put references inside your new class, but you define the primitives directly:

//: c06:SprinklerSystem.java
// Composition for code reuse.

class WaterSource {
  private String s;
  WaterSource() {
    System.out.println("WaterSource()");
    s = new String("Constructed");
  }
  public String toString() { return s; }
}

public class SprinklerSystem {
  private String valve1, valve2, valve3, valve4;
  WaterSource source;
  int i;
  float f;
  void print() {
    System.out.println("valve1 = " + valve1);
    System.out.println("valve2 = " + valve2);
    System.out.println("valve3 = " + valve3);
    System.out.println("valve4 = " + valve4);
    System.out.println("i = " + i);
    System.out.println("f = " + f);
    System.out.println("source = " + source);
  }
  public static void main(String[] args) {
    SprinklerSystem x = new SprinklerSystem();
    x.print();
  }
} ///:~

One of the methods defined in WaterSource is special: toString( ). You will learn later that every nonprimitive object has a toString( ) method, and it’s called in special situations when the compiler wants a String but it’s got one of these objects. So in the expression:

System.out.println("source = " + source);

the compiler sees you trying to add a String object ("source = ") to a WaterSource. This doesn’t make sense to it, because you can only “add” a String to another String, so it says “I’ll turn source into a String by calling toString( )!” After doing this it can combine the two Strings and pass the resulting String to System.out.println( ). Any time you want to allow this behavior with a class you create you need only write a toString( ) method.

At first glance, you might assume—Java being as safe and careful as it is—that the compiler would automatically construct objects for each of the references in the above code; for example, calling the default constructor for WaterSource to initialize source. The output of the print statement is in fact:

valve1 = null
valve2 = null
valve3 = null
valve4 = null
i = 0
f = 0.0
source = null

Primitives that are fields in a class are automatically initialized to zero, as noted in Chapter 2. But the object references are initialized to null, and if you try to call methods for any of them you’ll get an exception. It’s actually pretty good (and useful) that you can still print them out without throwing an exception.

It makes sense that the compiler doesn’t just create a default object for every reference because that would incur unnecessary overhead in many cases. If you want the references initialized, you can do it:

  1. At the point the objects are defined. This means that they’ll always be initialized before the constructor is called.
  2. In the constructor for that class.
  3. Right before you actually need to use the object. This is often called lazy initializatio

n. It can reduce overhead in situations where the object doesn’t need to be created every time.

All three approaches are shown here:

//: c06:Bath.java
// Constructor initialization with composition.

class Soap {
  private String s;
  Soap() {
    System.out.println("Soap()");
    s = new String("Constructed");
  }
  public String toString() { return s; }
}

public class Bath {
  private String 
    // Initializing at point of definition:
    s1 = new String("Happy"), 
    s2 = "Happy", 
    s3, s4;
  Soap castille;
  int i;
  float toy;
  Bath() {
    System.out.println("Inside Bath()");
    s3 = new String("Joy");
    i = 47;
    toy = 3.14f;
    castille = new Soap();
  }
  void print() {
    // Delayed initialization:
    if(s4 == null)
      s4 = new String("Joy");
    System.out.println("s1 = " + s1);
    System.out.println("s2 = " + s2);
    System.out.println("s3 = " + s3);
    System.out.println("s4 = " + s4);
    System.out.println("i = " + i);
    System.out.println("toy = " + toy);
    System.out.println("castille = " + castille);
  }
  public static void main(String[] args) {
    Bath b = new Bath();
    b.print();
  }
} ///:~

Note that in the Bath constructor a statement is executed before any of the initializations take place. When you don’t initialize at the point of definition, there’s still no guarantee that you’ll perform any initialization before you send a message to an object reference—except for the inevitable run-time exception.

Here’s the output for the program:

Inside Bath()
Soap()
s1 = Happy
s2 = Happy
s3 = Joy
s4 = Joy
i = 47
toy = 3.14
castille = Constructed

When print( ) is called it fills in s4 so that all the fields are properly initialized by the time they are used.

Inheritance syntax

Inheritance is an integral part of Java (and OOP languages in general). It turns out that you’re always doing inheritance when you create a class, because unless you explicitly inherit from some other class, you implicitly inherit from Java’s standard root class Object.

The syntax for composition is obvious, but to perform inheritance there’s a distinctly different form. When you inherit, you say “This new class is like that old class.” You state this in code by giving the name of the class as usual, but before the opening brace of the class body, put the keyword extends followed by the name of the base class. When you do this, you automatically get all the data members and methods in the base class. Here’s an example:

//: c06:Detergent.java
// Inheritance syntax & properties.

class Cleanser {
  private String s = new String("Cleanser");
  public void append(String a) { s += a; }
  public void dilute() { append(" dilute()"); }
  public void apply() { append(" apply()"); }
  public void scrub() { append(" scrub()"); }
  public void print() { System.out.println(s); }
  public static void main(String[] args) {
    Cleanser x = new Cleanser();
    x.dilute(); x.apply(); x.scrub();
    x.print();
  }
}

public class Detergent extends Cleanser {
  // Change a method:
  public void scrub() {
    append(" Detergent.scrub()");
    super.scrub(); // Call base-class version
  }
  // Add methods to the interface:
  public void foam() { append(" foam()"); }
  // Test the new class:
  public static void main(String[] args) {
    Detergent x = new Detergent();
    x.dilute();
    x.apply();
    x.scrub();
    x.foam();
    x.print();
    System.out.println("Testing base class:");
    Cleanser.main(args);
  }
} ///:~

This demonstrates a number of features. First, in the Cleanser append( ) method, Strings are concatenated to s using the += operator, which is one of the operators (along with ‘+’) that the Java designers “overloaded” to work with Strings.

Second, both Cleanser and Detergent contain a main( ) method. You can create a main( ) for each one of your classes, and it’s often recommended to code this way so that your test code is wrapped in with the class. Even if you have a lot of classes in a program, only the main( ) for the class invoked on the command line will be called. (As long as main( ) is public, it doesn’t matter whether the class that it’s part of is public.) So in this case, when you say java Detergent, Detergent.main( ) will be called. But you can also say java Cleanser to invoke Cleanser.main( ), even though Cleanser is not a public class. This technique of putting a main( ) in each class allows easy unit testing for each class. And you don’t need to remove the main( ) when you’re finished testing; you can leave it in for later testing.

Here, you can see that Detergent.main( ) calls Cleanser.main( ) explicitly, passing it the same arguments from the command line (however, you could pass it any String array).

It’s important that all of the methods in Cleanser are public. Remember that if you leave off any access specifier the member defaults to “friendly,” which allows access only to package members. Thus, within this package, anyone could use those methods if there were no access specifier. Detergent would have no trouble, for example. However, if a class from some other package were to inherit from Cleanser it could access only public members. So to plan for inheritance, as a general rule make all fields private and all methods public. (protected members also allow access by derived classes; you’ll learn about this later.) Of course, in particular cases you must make adjustments, but this is a useful guideline.

Note that Cleanser has a set of methods in its interface: append( ), dilute( ), apply( ), scrub( ), and print( ). Because Detergent is derived from Cleanser (via the extends keyword) it automatically gets all these methods in its interface, even though you don’t see them all explicitly defined in Detergent. You can think of inheritance, then, as reusing the interface. (The implementation comes along for free, but that part isn’t the primary point.)

As seen in scrub( ), it’s possible to take a method that’s been defined in the base class and modify it. In this case, you might want to call the method from the base class inside the new version. But inside scrub( ) you cannot simply call scrub( ), since that would produce a recursive call, which isn’t what you want. To solve this problem Java has the keyword super that refers to the “superclass” that the current class has been inherited from. Thus the expression super.scrub( ) calls the base-class version of the method scrub( ).

When inheriting you’re not restricted to using the methods of the base class. You can also add new methods to the derived class exactly the way you put any method in a class: just define it. The method foam( ) is an example of this.

In Detergent.main( ) you can see that for a Detergent object you can call all the methods that are available in Cleanser as well as in Detergent (i.e., foam( )).

Initializing the base class

Since there are now two classes involved—the base class and the derived class—instead of just one, it can be a bit confusing to try to imagine the resulting object produced by a derived class. From the outside, it looks like the new class has the same interface as the base class and maybe some additional methods and fields. But inheritance doesn’t just copy the interface of the base class. When you create an object of the derived class, it contains within it a subobject of the base class. This subobject is the same as if you had created an object of the base class by itself. It’s just that, from the outside, the subobject of the base class is wrapped within the derived-class object.

Of course, it’s essential that the base-class subobject be initialized correctly and there’s only one way to guarantee that: perform the initialization in the constructor, by calling the base-class constructor, which has all the appropriate knowledge and privileges to perform the base-class initialization. Java automatically inserts calls to the base-class constructor in the derived-class constructor. The following example shows this working with three levels of inheritance:

//: c06:Cartoon.java
// Constructor calls during inheritance.

class Art {
  Art() {
    System.out.println("Art constructor");
  }
}

class Drawing extends Art {
  Drawing() {
    System.out.println("Drawing constructor");
  }
}

public class Cartoon extends Drawing {
  Cartoon() {
    System.out.println("Cartoon constructor");
  }
  public static void main(String[] args) {
    Cartoon x = new Cartoon();
  }
} ///:~

The output for this program shows the automatic calls:

Art constructor
Drawing constructor
Cartoon constructor

You can see that the construction happens from the base “outward,” so the base class is initialized before the derived-class constructors can access it.

Even if you don’t create a constructor for Cartoon( ), the compiler will synthesize a default constructor for you that calls the base class constructor.

Constructors with arguments

The above example has default constructors; that is, they don’t have any arguments. It’s easy for the compiler to call these because there’s no question about what arguments to pass. If your class doesn’t have default arguments, or if you want to call a base-class constructor that has an argument, you must explicitly write the calls to the base-class constructor using the super keyword and the appropriate argument list:

//: c06:Chess.java
// Inheritance, constructors and arguments.

class Game {
  Game(int i) {
    System.out.println("Game constructor");
  }
}

class BoardGame extends Game {
  BoardGame(int i) {
    super(i);
    System.out.println("BoardGame constructor");
  }
}

public class Chess extends BoardGame {
  Chess() {
    super(11);
    System.out.println("Chess constructor");
  }
  public static void main(String[] args) {
    Chess x = new Chess();
  }
} ///:~

If you don’t call the base-class constructor in BoardGame( ), the compiler will complain that it can’t find a constructor of the form Game( ). In addition, the call to the base-class constructor must be the first thing you do in the derived-class constructor. (The compiler will remind you if you get it wrong.)

Catching base constructor exceptions

As just noted, the compiler forces you to place the base-class constructor call first in the body of the derived-class constructor. This means nothing else can appear before it. As you’ll see in Chapter 10, this also prevents a derived-class constructor from catching any exceptions that come from a base class. This can be inconvenient at times.

Combining composition
and inheritance

It is very common to use composition and inheritance together. The following example shows the creation of a more complex class, using both inheritance and composition, along with the necessary constructor initialization:

//: c06:PlaceSetting.java
// Combining composition & inheritance.

class Plate {
  Plate(int i) {
    System.out.println("Plate constructor");
  }
}

class DinnerPlate extends Plate {
  DinnerPlate(int i) {
    super(i);
    System.out.println(
      "DinnerPlate constructor");
  }
}

class Utensil {
  Utensil(int i) {
    System.out.println("Utensil constructor");
  }
}

class Spoon extends Utensil {
  Spoon(int i) {
    super(i);
    System.out.println("Spoon constructor");
  }
}

class Fork extends Utensil {
  Fork(int i) {
    super(i);
    System.out.println("Fork constructor");
  }
}

class Knife extends Utensil {
  Knife(int i) {
    super(i);
    System.out.println("Knife constructor");
  }
}

// A cultural way of doing something:
class Custom {
  Custom(int i) {
    System.out.println("Custom constructor");
  }
}

public class PlaceSetting extends Custom {
  Spoon sp;
  Fork frk;
  Knife kn;
  DinnerPlate pl;
  PlaceSetting(int i) {
    super(i + 1);
    sp = new Spoon(i + 2);
    frk = new Fork(i + 3);
    kn = new Knife(i + 4);
    pl = new DinnerPlate(i + 5);
    System.out.println(
      "PlaceSetting constructor");
  }
  public static void main(String[] args) {
    PlaceSetting x = new PlaceSetting(9);
  }
} ///:~

While the compiler forces you to initialize the base classes, and requires that you do it right at the beginning of the constructor, it doesn’t watch over you to make sure that you initialize the member objects, so you must remember to pay attention to that.

Guaranteeing proper cleanup

Java doesn’t have the C++ concept of a destructor, a method that is automatically called when an object is destroyed. The reason is probably that in Java the practice is simply to forget about objects rather than to destroy them, allowing the garbage collector to reclaim the memory as necessary.

Often this is fine, but there are times when your class might perform some activities during its lifetime that require cleanup. As mentioned in Chapter 4, you can’t know when the garbage collector will be called, or if it will be called. So if you want something cleaned up for a class, you must explicitly write a special method to do it, and make sure that the client programmer knows that they must call this method. On top of this—as described in Chapter 10 (“Error Handling with Exceptions”)—you must guard against an exception by putting such cleanup in a finally clause.

Consider an example of a computer-aided design system that draws pictures on the screen:

//: c06:CADSystem.java
// Ensuring proper cleanup.
import java.util.*;

class Shape {
  Shape(int i) {
    System.out.println("Shape constructor");
  }
  void cleanup() {
    System.out.println("Shape cleanup");
  }
}

class Circle extends Shape {
  Circle(int i) {
    super(i);
    System.out.println("Drawing a Circle");
  }
  void cleanup() {
    System.out.println("Erasing a Circle");
    super.cleanup();
  }
}

class Triangle extends Shape {
  Triangle(int i) {
    super(i);
    System.out.println("Drawing a Triangle");
  }
  void cleanup() {
    System.out.println("Erasing a Triangle");
    super.cleanup();
  }
}

class Line extends Shape {
  private int start, end;
  Line(int start, int end) {
    super(start);
    this.start = start;
    this.end = end;
    System.out.println("Drawing a Line: " +
           start + ", " + end);
  }
  void cleanup() {
    System.out.println("Erasing a Line: " +
           start + ", " + end);
    super.cleanup();
  }
}

public class CADSystem extends Shape {
  private Circle c;
  private Triangle t;
  private Line[] lines = new Line[10];
  CADSystem(int i) {
    super(i + 1);
    for(int j = 0; j < 10; j++)
      lines[j] = new Line(j, j*j);
    c = new Circle(1);
    t = new Triangle(1);
    System.out.println("Combined constructor");
  }
  void cleanup() {
    System.out.println("CADSystem.cleanup()");
    // The order of cleanup is the reverse 
    // of the order of initialization
    t.cleanup();
    c.cleanup();
    for(int i = lines.length; i >= 0; i--)
      lines[i].cleanup();
    super.cleanup();
  }
  public static void main(String[] args) {
    CADSystem x = new CADSystem(47);
    try {
      // Code and exception handling...
    } finally {
      x.cleanup();
    }
  }
} ///:~

Everything in this system is some kind of Shape (which is itself a kind of Object since it’s implicitly inherited from the root class). Each class redefines Shape’s cleanup( ) method in addition to calling the base-class version of that method using super. The specific Shape classes—Circle, Triangle and Line—all have constructors that “draw,” although any method called during the lifetime of the object could be responsible for doing something that needs cleanup. Each class has its own cleanup( ) method to restore nonmemory things back to the way they were before the object existed.

In main( ), you can see two keywords that are new, and won’t officially be introduced until Chapter 10: try and finally. The try keyword indicates that the block that follows (delimited by curly braces) is a guarded region, which means that it is given special treatment. One of these special treatments is that the code in the finally clause following this guarded region is always executed, no matter how the try block exits. (With exception handling, it’s possible to leave a try block in a number of nonordinary ways.) Here, the finally clause is saying “always call cleanup( ) for x, no matter what happens.” These keywords will be explained thoroughly in Chapter 10.

Note that in your cleanup method you must also pay attention to the calling order for the base-class and member-object cleanup methods in case one subobject depends on another. In general, you should follow the same form that is imposed by a C++ compiler on its destructors: First perform all of the cleanup work specific to your class, in the reverse order of creation. (In general, this requires that base-class elements still be viable.) Then call the base-class cleanup method, as demonstrated here.

There can be many cases in which the cleanup issue is not a problem; you just let the garbage collector do the work. But when you must do it explicitly, diligence and attention is required.

Order of garbage collection

There’s not much you can rely on when it comes to garbage collection. The garbage collector might never be called. If it is, it can reclaim objects in any order it wants. It’s best to not rely on garbage collection for anything but memory reclamation. If you want cleanup to take place, make your own cleanup methods and don’t rely on finalize( ). (As mentioned in Chapter 4, Java can be forced to call all the finalizers.)

Name hiding

Only C++ programmers might be surprised by name hiding, since it works differently in that language. If a Java base class has a method name that’s overloaded several times, redefining that method name in the derived class will not hide any of the base-class versions. Thus overloading works regardless of whether the method was defined at this level or in a base class:

//: c06:Hide.java
// Overloading a base-class method name
// in a derived class does not hide the
// base-class versions.

class Homer {
  char doh(char c) {
    System.out.println("doh(char)");
    return 'd';
  }
  float doh(float f) {
    System.out.println("doh(float)");
    return 1.0f;
  }
}

class Milhouse {}

class Bart extends Homer {
  void doh(Milhouse m) {}
}

class Hide {
  public static void main(String[] args) {
    Bart b = new Bart();
    b.doh(1); // doh(float) used
    b.doh('x');
    b.doh(1.0f);
    b.doh(new Milhouse());
  }
} ///:~

As you’ll see in the next chapter, it’s far more common to override methods of the same name using exactly the same signature and return type as in the base class. It can be confusing otherwise (which is why C++ disallows it, to prevent you from making what is probably a mistake).

Choosing composition
vs. inheritance

Both composition and inheritance allow you to place subobjects inside your new class. You might wonder about the difference between the two, and when to choose one over the other.

Composition is generally used when you want the features of an existing class inside your new class, but not its interface. That is, you embed an object so that you can use it to implement functionality in your new class, but the user of your new class sees the interface you’ve defined for the new class rather than the interface from the embedded object. For this effect, you embed private objects of existing classes inside your new class.

Sometimes it makes sense to allow the class user to directly access the composition of your new class; that is, to make the member objects public. The member objects use implementation hiding themselves, so this is a safe thing to do. When the user knows you’re assembling a bunch of parts, it makes the interface easier to understand. A car object is a good example:

//: c06:Car.java
// Composition with public objects.

class Engine {
  public void start() {}
  public void rev() {}
  public void stop() {}
}

class Wheel {
  public void inflate(int psi) {}
}

class Window {
  public void rollup() {}
  public void rolldown() {}
}

class Door {
  public Window window = new Window();
  public void open() {}
  public void close() {}
}

public class Car {
  public Engine engine = new Engine();
  public Wheel[] wheel = new Wheel[4];
  public Door left = new Door(),
       right = new Door(); // 2-door
  public Car() {
    for(int i = 0; i < 4; i++)
      wheel[i] = new Wheel();
  }
  public static void main(String[] args) {
    Car car = new Car();
    car.left.window.rollup();
    car.wheel[0].inflate(72);
  }
} ///:~

Because the composition of a car is part of the analysis of the problem (and not simply part of the underlying design), making the members public assists the client programmer’s understanding of how to use the class and requires less code complexity for the creator of the class. However, keep in mind that this is a special case and that in general you should make fields private.

When you inherit, you take an existing class and make a special version of it. In general, this means that you’re taking a general-purpose class and specializing it for a particular need. With a little thought, you’ll see that it would make no sense to compose a car using a vehicle object—a car doesn’t contain a vehicle, it is a vehicle. The is-a relationship is expressed with inheritance, and the has-a relationship is expressed with composition.

protected

Now that you’ve been introduced to inheritance, the keyword protected finally has meaning. In an ideal world, private members would always be hard-and-fast private, but in real projects there are times when you want to make something hidden from the world at large and yet allow access for members of derived classes. The protected keyword is a nod to pragmatism. It says “This is private as far as the class user is concerned, but available to anyone who inherits from this class or anyone else in the same package.” That is, protected in Java is automatically “friendly.”

The best tack to take is to leave the data members private—you should always preserve your right to change the underlying implementation. You can then allow controlled access to inheritors of your class through protected methods:

//: c06:Orc.java
// The protected keyword.
import java.util.*;

class Villain {
  private int i;
  protected int read() { return i; }
  protected void set(int ii) { i = ii; }
  public Villain(int ii) { i = ii; }
  public int value(int m) { return m*i; }
}

public class Orc extends Villain {
  private int j;
  public Orc(int jj) { super(jj); j = jj; }
  public void change(int x) { set(x); }
} ///:~

You can see that change( ) has access to set( ) because it’s protected.

Incremental development

One of the advantages of inheritance is that it supports incremental development by allowing you to introduce new code without causing bugs in existing code. This also isolates new bugs inside the new code. By inheriting from an existing, functional class and adding data members and methods (and redefining existing methods), you leave the existing code—that someone else might still be using—untouched and unbugged. If a bug happens, you know that it’s in your new code, which is much shorter and easier to read than if you had modified the body of existing code.

It’s rather amazing how cleanly the classes are separated. You don’t even need the source code for the methods in order to reuse the code. At most, you just import a package. (This is true for both inheritance and composition.)

It’s important to realize that program development is an incremental process, just like human learning. You can do as much analysis as you want, but you still won’t know all the answers when you set out on a project. You’ll have much more success—and more immediate feedback—if you start out to “grow” your project as an organic, evolutionary creature, rather than constructing it all at once like a glass-box skyscraper.

Although inheritance for experimentation can be a useful technique, at some point after things stabilize you need to take a new look at your class hierarchy with an eye to collapsing it into a sensible structure. Remember that underneath it all, inheritance is meant to express a relationship that says “This new class is a type of that old class.” Your program should not be concerned with pushing bits around, but instead with creating and manipulating objects of various types to express a model in the terms that come from the problem space.

Upcasting

The most important aspect of inheritance is not that it provides methods for the new class. It’s the relationship expressed between the new class and the base class. This relationship can be summarized by saying “The new class is a type of the existing class.”

This description is not just a fanciful way of explaining inheritance—it’s supported directly by the language. As an example, consider a base class called Instrument that represents musical instruments, and a derived class called Wind. Because inheritance means that all of the methods in the base class are also available in the derived class, any message you can send to the base class can also be sent to the derived class. If the Instrument class has a play( ) method, so will Wind instruments. This means we can accurately say that a Wind object is also a type of Instrument. The following example shows how the compiler supports this notion:

//: c06:Wind.java
// Inheritance & upcasting.
import java.util.*;

class Instrument {
  public void play() {}
  static void tune(Instrument i) {
    // ...
    i.play();
  }
}

// Wind objects are instruments
// because they have the same interface:
class Wind extends Instrument {
  public static void main(String[] args) {
    Wind flute = new Wind();
    Instrument.tune(flute); // Upcasting
  }
} ///:~

What’s interesting in this example is the tune( ) method, which accepts an Instrument reference. However, in Wind.main( ) the tune( ) method is called by giving it a Wind reference. Given that Java is particular about type checking, it seems strange that a method that accepts one type will readily accept another type, until you realize that a Wind object is also an Instrument object, and there’s no method that tune( ) could call for an Instrument that isn’t also in Wind. Inside tune( ), the code works for Instrument and anything derived from Instrument, and the act of converting a Wind reference into an Instrument reference is called upcasting.

Why “upcasting”?

The reason for the term is historical, and based on the way class inheritance diagrams have traditionally been drawn: with the root at the top of the page, growing downward. (Of course, you can draw your diagrams any way you find helpful.) The inheritance diagram for Wind.java is then:


Casting from derived to base moves up on the inheritance diagram, so it’s commonly referred to as upcasting. Upcasting is always safe because you’re going from a more specific type to a more general type. That is, the derived class is a superset of the base class. It might contain more methods than the base class, but it must contain at least the methods in the base class. The only thing that can occur to the class interface during the upcast is that it can lose methods, not gain them. This is why the compiler allows upcasting without any explicit casts or other special notation.

You can also perform the reverse of upcasting, called downcasting, but this involves a dilemma that is the subject of Chapter 12.

Composition vs. inheritance revisited

In object-oriented programming, the most likely way that you’ll create and use code is by simply packaging data and methods together into a class, and using objects of that class. You’ll also use existing classes to build new classes with composition. Less frequently, you’ll use inheritance. So although inheritance gets a lot of emphasis while learning OOP, it doesn’t mean that you should use it everywhere you possibly can. On the contrary, you should use it sparingly, only when it’s clear that inheritance is useful. One of the clearest ways to determine whether you should use composition or inheritance is to ask whether you’ll ever need to upcast from your new class to the base class. If you must upcast, then inheritance is necessary, but if you don’t need to upcast, then you should look closely at whether you need inheritance. The next chapter (polymorphism) provides one of the most compelling reasons for upcasting, but if you remember to ask “Do I need to upcast?” you’ll have a good tool for deciding between composition and inheritance.

The final keyword

Java’s final keyword has slightly different meanings depending on the context, but in general it says “This cannot be changed.” You might want to prevent changes for two reasons: design or efficiency. Because these two reasons are quite different, it’s possible to misuse the final keyword.

The following sections discuss the three places where final can be used: for data, methods, and classes.

Final data

Many programming languages have a way to tell the compiler that a piece of data is “constant.” A constant is useful for two reasons:

  1. It can be a compile-time constant that won’t ever change.
  2. It can be a value initialized at run-time that you don’t want changed.

In the case of a compile-time constant, the compiler is allowed to “fold” the constant value into any calculations in which it’s used; that is, the calculation can be performed at compile-time, eliminating some run-time overhead. In Java, these sorts of constants must be primitives and are expressed using the final keyword. A value must be given at the time of definition of such a constant.

A field that is both static and final has only one piece of storage that cannot be changed.

When using final with object references rather than primitives the meaning gets a bit confusing. With a primitive, final makes the value a constant, but with an object reference, final makes the reference a constant. Once the reference is initialized to an object, it can never be changed to point to another object. However, the object itself can be modified; Java does not provide a way to make any arbitrary object a constant. (You can, however, write your class so that objects have the effect of being constant.) This restriction includes arrays, which are also objects.

Here’s an example that demonstrates final fields:

//: c06:FinalData.java
// The effect of final on fields.

class Value {
  int i = 1;
}

public class FinalData {
  // Can be compile-time constants
  final int i1 = 9;
  static final int VAL_TWO = 99;
  // Typical public constant:
  public static final int VAL_THREE = 39;
  // Cannot be compile-time constants:
  final int i4 = (int)(Math.random()*20);
  static final int i5 = (int)(Math.random()*20);
  
  Value v1 = new Value();
  final Value v2 = new Value();
  static final Value v3 = new Value();
  // Arrays:
  final int[] a = { 1, 2, 3, 4, 5, 6 };

  public void print(String id) {
    System.out.println(
      id + ": " + "i4 = " + i4 + 
      ", i5 = " + i5);
  }
  public static void main(String[] args) {
    FinalData fd1 = new FinalData();
    //! fd1.i1++; // Error: can't change value
    fd1.v2.i++; // Object isn't constant!
    fd1.v1 = new Value(); // OK -- not final
    for(int i = 0; i < fd1.a.length; i++)
      fd1.a[i]++; // Object isn't constant!
    //! fd1.v2 = new Value(); // Error: Can't 
    //! fd1.v3 = new Value(); // change reference
    //! fd1.a = new int[3];

    fd1.print("fd1");
    System.out.println("Creating new FinalData");
    FinalData fd2 = new FinalData();
    fd1.print("fd1");
    fd2.print("fd2");
  }
} ///:~

Since i1 and VAL_TWO are final primitives with compile-time values, they can both be used as compile-time constants and are not different in any important way. VAL_THREE is the more typical way you’ll see such constants defined: public so they’re usable outside the package, static to emphasize that there’s only one, and final to say that it’s a constant. Note that final static primitives with constant initial values (that is, compile-time constants) are named with all capitals by convention, with words separated by underscores (This is just like C constants, which is where the convention originated.) Also note that i5 cannot be known at compile-time, so it is not capitalized.

Just because something is final doesn’t mean that its value is known at compile-time. This is demonstrated by initializing i4 and i5 at run-time using randomly generated numbers. This portion of the example also shows the difference between making a final value static or non-static. This difference shows up only when the values are initialized at run-time, since the compile-time values are treated the same by the compiler. (And presumably optimized out of existence.) The difference is shown in the output from one run:

fd1: i4 = 15, i5 = 9
Creating new FinalData
fd1: i4 = 15, i5 = 9
fd2: i4 = 10, i5 = 9

Note that the values of i4 for fd1 and fd2 are unique, but the value for i5 is not changed by creating the second FinalData object. That’s because it’s static and is initialized once upon loading and not each time a new object is created.

The variables v1 through v4 demonstrate the meaning of a final reference. As you can see in main( ), just because v2 is final doesn’t mean that you can’t change its value. However, you cannot rebind v2 to a new object, precisely because it’s final. That’s what final means for a reference. You can also see the same meaning holds true for an array, which is just another kind of reference. (There is no way that I know of to make the array references themselves final.) Making references final seems less useful than making primitives final.

Blank finals

Java allows the creation of blank finals, which are fields that are declared as final but are not given an initialization value. In all cases, the blank final must be initialized before it is used, and the compiler ensures this. However, blank finals provide much more flexibility in the use of the final keyword since, for example, a final field inside a class can now be different for each object and yet it retains its immutable quality. Here’s an example:

//: c06:BlankFinal.java
// "Blank" final data members.

class Poppet { }

class BlankFinal {
  final int i = 0; // Initialized final
  final int j; // Blank final
  final Poppet p; // Blank final reference
  // Blank finals MUST be initialized
  // in the constructor:
  BlankFinal() {
    j = 1; // Initialize blank final
    p = new Poppet();
  }
  BlankFinal(int x) {
    j = x; // Initialize blank final
    p = new Poppet();
  }
  public static void main(String[] args) {
    BlankFinal bf = new BlankFinal();
  }
} ///:~

You’re forced to perform assignments to finals either with an expression at the point of definition of the field or in every constructor. This way it’s guaranteed that the final field is always initialized before use.

Final arguments

Java allows you to make arguments final by declaring them as such in the argument list. This means that inside the method you cannot change what the argument reference points to:

//: c06:FinalArguments.java
// Using "final" with method arguments.

class Gizmo {
  public void spin() {}
}

public class FinalArguments {
  void with(final Gizmo g) {
    //! g = new Gizmo(); // Illegal -- g is final
    g.spin();
  }
  void without(Gizmo g) {
    g = new Gizmo(); // OK -- g not final
    g.spin();
  }
  // void f(final int i) { i++; } // Can't change
  // You can only read from a final primitive:
  int g(final int i) { return i + 1; }
  public static void main(String[] args) {
    FinalArguments bf = new FinalArguments();
    bf.without(null);
    bf.with(null);
  }
} ///:~

Note that you can still assign a null reference to an argument that’s final without the compiler catching it, just like you can with a non-final argument.

The methods f( ) and g( ) show what happens when primitive arguments are final: you can read the argument, but you can't change it.

Final methods

There are two reasons for final methods. The first is to put a “lock” on the method to prevent any inheriting class from changing its meaning. This is done for design reasons when you want to make sure that a method’s behavior is retained during inheritance and cannot be overridden.

The second reason for final methods is efficiency. If you make a method final, you are allowing the compiler to turn any calls to that method into inline calls. When the compiler sees a final method call it can (at its discretion) skip the normal approach of inserting code to perform the method call mechanism (push arguments on the stack, hop over to the method code and execute it, hop back and clean off the stack arguments, and deal with the return value) and instead replace the method call with a copy of the actual code in the method body. This eliminates the overhead of the method call. Of course, if a method is big, then your code begins to bloat and you probably won’t see any performance gains from inlining, since any improvements will be dwarfed by the amount of time spent inside the method. It is implied that the Java compiler is able to detect these situations and choose wisely whether to inline a final method. However, it’s better to not trust that the compiler is able to do this and make a method final only if it’s quite small or if you want to explicitly prevent overriding.

final and private

Any private methods in a class are implicitly final. Because you can’t access a private method, you can’t override it (even though the compiler doesn’t give an error message if you try to override it, you haven’t overridden the method, you’ve just created a new method). You can add the final specifier to a private method but it doesn’t give that method any extra meaning.

This issue can cause confusion, because if you try to override a private method (which is implicitly final) it seems to work:

//: c06:FinalOverridingIllusion.java
// It only looks like you can override
// a private or private final method.

class WithFinals {
  // Identical to "private" alone:
  private final void f() {
    System.out.println("WithFinals.f()");
  }
  // Also automatically "final":
  private void g() {
    System.out.println("WithFinals.g()");
  }
}

class OverridingPrivate extends WithFinals {
  private final void f() {
    System.out.println("OverridingPrivate.f()");
  }
  private void g() {
    System.out.println("OverridingPrivate.g()");
  }
}

class OverridingPrivate2 
  extends OverridingPrivate {
  public final void f() {
    System.out.println("OverridingPrivate2.f()");
  }
  public void g() {
    System.out.println("OverridingPrivate2.g()");
  }
}

public class FinalOverridingIllusion {
  public static void main(String[] args) {
    OverridingPrivate2 op2 = 
      new OverridingPrivate2();
    op2.f();
    op2.g();
    // You can upcast:
    OverridingPrivate op = op2;
    // But you can't call the methods:
    //! op.f();
    //! op.g();
    // Same here:
    WithFinals wf = op2;
    //! wf.f();
    //! wf.g();
  }
} ///:~

“Overriding” can only occur if something is part of the base-class interface. That is, you must be able to upcast an object to its base type and call the same method (the point of this will become clear in the next chapter). If a method is private, it isn’t part of the base-class interface. It is just some code that’s hidden away inside the class, and it just happens to have that name, but if you create a public, protected or “friendly” method in the derived class, there’s no connection to the method that might happen to have that name in the base class. Since a private method is unreachable and effectively invisible, it doesn’t factor into anything except for the code organization of the class for which it was defined.

Final classes

When you say that an entire class is final (by preceding its definition with the final keyword), you state that you don’t want to inherit from this class or allow anyone else to do so. In other words, for some reason the design of your class is such that there is never a need to make any changes, or for safety or security reasons you don’t want subclassing. Alternatively, you might be dealing with an efficiency issue, and you want to make sure that any activity involved with objects of this class are as efficient as possible.

//: c06:Jurassic.java
// Making an entire class final.

class SmallBrain {}

final class Dinosaur {
  int i = 7;
  int j = 1;
  SmallBrain x = new SmallBrain();
  void f() {}
}

//! class Further extends Dinosaur {}
// error: Cannot extend final class 'Dinosaur'

public class Jurassic {
  public static void main(String[] args) {
    Dinosaur n = new Dinosaur();
    n.f();
    n.i = 40;
    n.j++;
  }
} ///:~

Note that the data members can be final or not, as you choose. The same rules apply to final for data members regardless of whether the class is defined as final. Defining the class as final simply prevents inheritance—nothing more. However, because it prevents inheritance all methods in a final class are implicitly final, since there’s no way to override them. So the compiler has the same efficiency options as it does if you explicitly declare a method final.

You can add the final specifier to a method in a final class, but it doesn’t add any meaning.

Final caution

It can seem to be sensible to make a method final while you’re designing a class. You might feel that efficiency is very important when using your class and that no one could possibly want to override your methods anyway. Sometimes this is true.

But be careful with your assumptions. In general, it’s difficult to anticipate how a class can be reused, especially a general-purpose class. If you define a method as final you might prevent the possibility of reusing your class through inheritance in some other programmer’s project simply because you couldn’t imagine it being used that way.

The standard Java library is a good example of this. In particular, the Java 1.0/1.1 Vector class was commonly used and might have been even more useful if, in the name of efficiency, all the methods hadn’t been made final. It’s easily conceivable that you might want to inherit and override with such a fundamentally useful class, but the designers somehow decided this wasn’t appropriate. This is ironic for two reasons. First, Stack is inherited from Vector, which says that a Stack is a Vector, which isn’t really true from a logical standpoint. Second, many of the most important methods of Vector, such as addElement( ) and elementAt( ) are synchronized. As you will see in Chapter 14, this incurs a significant performance overhead that probably wipes out any gains provided by final. This lends credence to the theory that programmers are consistently bad at guessing where optimizations should occur. It’s just too bad that such a clumsy design made it into the standard library where we must all cope with it. (Fortunately, the Java 2 container library replaces Vector with ArrayList, which behaves much more civilly. Unfortunately, there’s still plenty of new code being written that uses the old container library.)

It’s also interesting to note that Hashtable, another important standard library class, does not have any final methods. As mentioned elsewhere in this book, it’s quite obvious that some classes were designed by completely different people than others. (You’ll see that the method names in Hashtable are much briefer compared to those in Vector, another piece of evidence.) This is precisely the sort of thing that should not be obvious to consumers of a class library. When things are inconsistent it just makes more work for the user. Yet another paean to the value of design and code walkthroughs. (Note that the Java 2 container library replaces Hashtable with HashMap.)

Initialization and
class loading

In more traditional languages, programs are loaded all at once as part of the startup process. This is followed by initialization, and then the program begins. The process of initialization in these languages must be carefully controlled so that the order of initialization of statics doesn’t cause trouble. C++, for example, has problems if one static expects another static to be valid before the second one has been initialized.

Java doesn’t have this problem because it takes a different approach to loading. Because everything in Java is an object, many activities become easier, and this is one of them. As you will learn more fully in the next chapter, the compiled code for each class exists in its own separate file. That file isn’t loaded until the code is needed. In general, you can say that “Class code is loaded at the point of first use.” This is often not until the first object of that class is constructed, but loading also occurs when a static field or static method is accessed.

The point of first use is also where the static initialization takes place. All the static objects and the static code block will be initialized in textual order (that is, the order that you write them down in the class definition) at the point of loading. The statics, of course, are initialized only once.

Initialization with inheritance

It’s helpful to look at the whole initialization process, including inheritance, to get a full picture of what happens. Consider the following code:

//: c06:Beetle.java
// The full process of initialization.

class Insect {
  int i = 9;
  int j;
  Insect() {
    prt("i = " + i + ", j = " + j);
    j = 39;
  }
  static int x1 = 
    prt("static Insect.x1 initialized");
  static int prt(String s) {
    System.out.println(s);
    return 47;
  }
}

public class Beetle extends Insect {
  int k = prt("Beetle.k initialized");
  Beetle() {
    prt("k = " + k);
    prt("j = " + j);
  }
  static int x2 =
    prt("static Beetle.x2 initialized");
  public static void main(String[] args) {
    prt("Beetle constructor");
    Beetle b = new Beetle();
  }
} ///:~

The output for this program is:

static Insect.x1 initialized
static Beetle.x2 initialized
Beetle constructor
i = 9, j = 0
Beetle.k initialized
k = 47
j = 39

The first thing that happens when you run Java on Beetle is that you try to access Beetle.main( ) (a static method), so the loader goes out and finds the compiled code for the Beetle class (this happens to be in a file called Beetle.class). In the process of loading it, the loader notices that it has a base class (that’s what the extends keyword says), which it then loads. This will happen whether or not you’re going to make an object of that base class. (Try commenting out the object creation to prove it to yourself.)

If the base class has a base class, that second base class would then be loaded, and so on. Next, the static initialization in the root base class (in this case, Insect) is performed, and then the next derived class, and so on. This is important because the derived-class static initialization might depend on the base class member being initialized properly.

At this point, the necessary classes have all been loaded so the object can be created. First, all the primitives in this object are set to their default values and the object references are set to null—this happens in one fell swoop by setting the memory in the object to binary zero. Then the base-class constructor will be called. In this case the call is automatic, but you can also specify the base-class constructor call (as the first operation in the Beetle( ) constructor) using super. The base class construction goes through the same process in the same order as the derived-class constructor. After the base-class constructor completes, the instance variables are initialized in textual order. Finally, the rest of the body of the constructor is executed.

Summary

Both inheritance and composition allow you to create a new type from existing types. Typically, however, you use composition to reuse existing types as part of the underlying implementation of the new type, and inheritance when you want to reuse the interface. Since the derived class has the base-class interface, it can be upcast to the base, which is critical for polymorphism, as you’ll see in the next chapter.

Despite the strong emphasis on inheritance in object-oriented programming, when you start a design you should generally prefer composition during the first cut and use inheritance only when it is clearly necessary. Composition tends to be more flexible. In addition, by using the added artifice of inheritance with your member type, you can change the exact type, and thus the behavior, of those member objects at run-time. Therefore, you can change the behavior of the composed object at run-time.

Although code reuse through composition and inheritance is helpful for rapid project development, you’ll generally want to redesign your class hierarchy before allowing other programmers to become dependent on it. Your goal is a hierarchy in which each class has a specific use and is neither too big (encompassing so much functionality that it’s unwieldy to reuse) nor annoyingly small (you can’t use it by itself or without adding functionality).

Exercises

  1. Create two classes, A and B, with default constructors (empty argument lists) that announce themselves. Inherit a new class called C from A, and create a member of class B inside C. Do not create a constructor for C. Create an object of class C and observe the results.
  2. Modify Exercise 1 so that A and B have constructors with arguments instead of default constructors. Write a constructor for C and perform all initialization within C’s constructor.
  3. Create a simple class. Inside a second class, define a field for an object of the first class. Use lazy initialization to instantiate this object.
  4. Inherit a new class from class Detergent. Override scrub( ) and add a new method called sterilize( ).
  5. Take the file Cartoon.java and comment out the constructor for the Cartoon class. Explain what happens.
  6. Take the file Chess.java and comment out the constructor for the Chess class. Explain what happens.
  7. Prove that default constructors are created for you by the compiler.
  8. Prove that the base-class constructors are (a) always called, and (b) called before derived-class constructors.
  9. Create a base class with only a nondefault constructor, and a derived class with both a default and nondefault constructor. In the derived-class constructors, call the base-class constructor.
  10. Create a class called Root that contains an instance of each of classes (that you also create) named Component1, Component2, and Component3. Derive a class Stem from Root that also contains an instance of each “component.” All classes should have default constructors that print a message about that class.
  11. Modify Exercise 10 so that each class only has nondefault constructors.
  12. Add a proper hierarchy of cleanup( ) methods to all the classes in Exercise 11.
  13. Create a class with a method that is overloaded three times. Inherit a new class, add a new overloading of the method, and show that all four methods are available in the derived class.
  14. In Car.java add a service( ) method to Engine and call this method in main( ).
  15. Create a class inside a package. Your class should contain a protected method. Outside of the package, try to call the protected method and explain the results. Now inherit from your class and call the protected method from inside a method of your derived class.
  16. Create a class called Amphibian. From this, inherit a class called Frog. Put appropriate methods in the base class. In main( ), create a Frog and upcast it to Amphibian, and demonstrate that all the methods still work.
  17. Modify Exercise 16 so that Frog overrides the method definitions from the base class (provides new definitions using the same method signatures). Note what happens in main( ).
  18. Create a class with a static final field and a final field and demonstrate the difference between the two.
  19. Create a class with a blank final reference to an object. Perform the initialization of the blank final inside a method (not the constructor) right before you use it. Demonstrate the guarantee that the final must be initialized before use, and that it cannot be changed once initialized.
  20. Create a class with a final method. Inherit from that class and attempt to override that method.
  21. Create a final class and attempt to inherit from it.
  22. Prove that class loading takes place only once. Prove that loading may be caused by either the creation of the first instance of that class, or the access of a static member.
  23. In Beetle.java, inherit a specific type of beetle from class Beetle, following the same format as the existing classes. Trace and explain the output.
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Last Update:04/05/2000